Prospectus Download
For transactions in newly issued Federal Home Loan Bank (FHLB), Federal National Mortgage Association (FNMA), Federal Farm Credit Bank (FFCB) and Federal Home Loan Mortgage Corporation (FHLMC) securities, you may access Offering Documentation (including Notices and Circulars), Term Sheets, Pricing Supplements and Financial Reports by visiting their respective websites directly:
Government Sponsored Enterprise Debt
www.fhlb-of.com
www.fanniemae.com/mbs/
(mortgage backed)
www.fanniemae.com/markets/debt/
(debt securities)
www.farmcredit-ffcb.com
www.freddiemac.com/debt/
(debt securities)
www.freddiemac.com/mbs/
(mortgage backed)
www.ginniemae.gov
Equity
www.sec.gov/edgar/searchedgar/companysearch.html
Corporate Bond, Preferred Stock, Closed-End Fund and Structured Product Issues
Description
Symbol
Cusip (or first 5 chars)
Available Until
John Deere Capital CoreNote
24424
09/13/2013
Goldman Sachs Group
38141
04/30/2011
TVA ElectraNote
88059
01/08/2011
GE Capital InterNote
36966
01/08/2011
Morgan Stanley 5.00 (Step-Up) 10/22/2024
61745E6U0
01/30/2010
Arcelormittal 7.00 10/15/2039
03938LAP9
01/29/2010
HSBC InterNote
40429
01/29/2010
BB&T Capital Trust VII 8.10% 11/01/2064
05531H208
01/29/2010
Pologis 7.375 10/30/2019
743410AV4
01/29/2010
National Rural Utilities InterNote
63743
01/29/2010
Bank of America InterNote
06050
01/29/2010
Morgan Stanley 5.00 (Step-Up) 11/10/2024
61745EF55
01/27/2010
General Electric 4.375 09/21/2015
36962G4F8
12/31/2009
Zions Bancorp 7.75 09/23/2014
989701AX5
12/26/2009
WFC 3.75 10/01/2014
94974BET3
12/25/2009
Exelon Generation Co 5.20 10/01/2019
3016MAF0
12/24/2009
PNC Funding 4.25 09/21/2015
693476BG7
12/23/2009
JP Morgan 3.70 01/20/2015
46625HHP8
12/17/2009
Prologis 7.625 08/15/2014
743410AU6
11/27/2009
CitiGroup 6.375% 08/12/2014
172967EY3
11/27/2009
Weingarten Realty 8.10% 09/15/2019
948741848
11/27/2009
DOW 5.9 02/15/2015
260543CA9
11/26/2009
GE 6.00 08/07/2019
36962G4D3
11/26/2009
Under certain circumstances, Rules 172 and 173 promulgated by the Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended, exempt Hilliard Lyons from the requirement to deliver a hard copy of the final prospectus to purchasers in certain registered public offerings of securities. These SEC rules permit underwriters and dealers such as Hilliard Lyons instead to fulfill their prospectus delivery requirements through an "access equals delivery" framework whereby the customer will be deemed to have received delivery of the final prospectus by virtue of its availability on the SEC's EDGAR website if the transaction confirmation received by the customer contains language notifying the customer that the sale was made pursuant to a registration statement or in a transaction where a final prospectus would normally be required to be delivered.
Notwithstanding the availability of this "access equals delivery" exemption, Hilliard Lyons has posted electronic copies of select final prospectuses for certain registered public offerings on this Web page solely as a convenience to its clients. These prospectuses were prepared and filed with the SEC by the issuer and Hilliard Lyons makes no representation or warranty that the information contained therein is accurate or complete. Please note that these prospectuses are valid only during the applicable required prospectus delivery period and may not reflect current information regarding the issuer or the securities offered. Hilliard Lyons has no duty or obligation to update these prospectuses or any of the information contained therein.