Prospectus Download
Exchange Trades Notes
Barclays iPath ETNs:
http://www.ipathetn.com/
Barclays Capital Investor Solutions:
https://ecommerce.barcap.com/investorsolutions/home.app
Deutsche Bank Powernotes:
http://dbfunds.db.com/notes/
JP Morgan Chase:
http://www.jpmorgan.com/pages/jpmorgan/investbk/solutions/sp/etn
Morgan Stanley:
http://www.marketvectorsetns.com/
ELEMENTS ETNs:
https://www.elementsetn.com/Default.aspx
UBS E-TRACS:
http://www.ibb.ubs.com/mc/etracs_US/
For transactions in newly issued Federal Home Loan Bank (FHLB), Federal National Mortgage Association (FNMA), Federal Farm Credit Bank (FFCB) and Federal Home Loan Mortgage Corporation (FHLMC) securities, you may access Offering Documentation (including Notices and Circulars), Term Sheets, Pricing Supplements and Financial Reports by visiting their respective websites directly:
Government Sponsored Enterprise Debt
FHLB:
www.fhlb-of.com
FNMA:
www.fanniemae.com/mbs/
(mortgage backed)
NMA:
www.fanniemae.com/markets/debt/
(debt securities)
FFCB:
www.farmcredit-ffcb.com
FHLMC:
www.freddiemac.com/debt/
(debt securities)
FHLMC:
www.freddiemac.com/mbs/
(mortgage backed)
GNMA:
www.ginniemae.gov
Equity
www.sec.gov/edgar/searchedgar/companysearch.html
Corporate Bond, Preferred Stock, Closed-End Fund and Structured Product Issues
Description
Symbol
Cusip (or first 5 chars)
Available Until
FFCB
FFCB
3133E
12/31/2014
John Deere Capital CoreNote
24424
09/13/2013
Goldman Sachs Group
38141
12/31/2012
Westpac Banking Corp Internote
96121
06/30/2012
Ford Motor Credit Internote
34540
06/30/2012
Chrysler GP/CG 8.00% 06/15/2019
17121EAB3
05/31/2012
Public Storage REIT 5.90%
74460W206
04/30/2012
Target 2.90% 01/15/2022
87612EAZ9
04/27/2012
PS Business Parks INC
69360J719
04/26/2012
US Bancorp 6.50% Perferred
USB . M
902973833
04/26/2012
Berkshire Hathaway 1.90% 01/31/2017
084670BD9
04/26/2012
AEGON 8.00% 02/15/2042
007924608
04/24/2012
Royal Bank Of Scotland Retail Note
78011
03/31/2012
GE Multi-Step 12/28/2026
36966TDZ2
03/30/2012
Goldman Sachs Multi-Step 01/31/2027
38143UN64
03/30/2012
Philip Morris INTL 2.90% 11/15/2021
718172AL3
03/29/2012
Gladstone 7.125% 01/31/2017
376536504
03/29/2012
JP Morgan 5.00% 12/22/2031
48125VFZ8
03/02/2012
Goldman Sachs Step-Up 11/28/2016
38143UZU8
02/29/2012
Ford Motor Credit 3.875% 01/15/2015
345397VW0
02/29/2012
Gladstone Capital Corp 7.125% 12/31/16
GLAD.A
376535209
02/29/2012
CitiGroup 4.50% 01/14/2022
172967FT3
02/29/2012
Verizon Communications 2.00% 11/01/2016
92343VBD5
02/29/2012
Duke Energy 2.15% 11/15/2016
26441CAG0
02/29/2012
AMGEN 2.50% 11/15/2016
031162BL3
02/29/2012
AMGEN 5.15% 11/15/2041
031162BK5
02/29/2012
Mattel Inc 5.45% 11/01/2041
577081AW2
02/29/2012
KKR Financial Holdings 8.375% 11/15/2041
48248A405
02/29/2012
Winthrop Realty Trust 9.25%
FUR . D
976391508
02/29/2012
Bank of America Step-Up 12/21/2026
06048WJT8
02/29/2012
Barclays Bank PLC 5.00% 12/08/2028
06738JXF6
02/29/2012
TEVA 3.65% 11/10/2021
88165FAF9
02/29/2012
US Bancorp 2.20% 11/15/2016
91159HHB9
02/29/2012
AVIVA PLC 8.25% 12/01/2041
AVV
05382A203
02/29/2012
Bank Of America Step-Up 11/23/2026
06048WJG6
02/29/2012
Ecolab Inc 3.00% 12/08/2016
278865AK6
02/29/2012
UnitedHealth Group 1.875% 11/15/2016
91324PBS0
02/29/2012
SG Structured Notes
78422X
02/24/2012
Goldman Sachs Step- Up 11/15/2023
38143UZG9
02/22/2012
Under certain circumstances, Rules 172 and 173 promulgated by the Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended, exempt Hilliard Lyons from the requirement to deliver a hard copy of the final prospectus to purchasers in certain registered public offerings of securities. These SEC rules permit underwriters and dealers such as Hilliard Lyons instead to fulfill their prospectus delivery requirements through an "access equals delivery" framework whereby the customer will be deemed to have received delivery of the final prospectus by virtue of its availability on the SEC's EDGAR website if the transaction confirmation received by the customer contains language notifying the customer that the sale was made pursuant to a registration statement or in a transaction where a final prospectus would normally be required to be delivered.
Notwithstanding the availability of this "access equals delivery" exemption, Hilliard Lyons has posted electronic copies of select final prospectuses for certain registered public offerings on this Web page solely as a convenience to its clients. These prospectuses were prepared and filed with the SEC by the issuer and Hilliard Lyons makes no representation or warranty that the information contained therein is accurate or complete. Please note that these prospectuses are valid only during the applicable required prospectus delivery period and may not reflect current information regarding the issuer or the securities offered. Hilliard Lyons has no duty or obligation to update these prospectuses or any of the information contained therein.