Prospectus Download
For transactions in newly issued Federal Home Loan Bank (FHLB), Federal National Mortgage Association (FNMA), Federal Farm Credit Bank (FFCB) and Federal Home Loan Mortgage Corporation (FHLMC) securities, you may access Offering Documentation (including Notices and Circulars), Term Sheets, Pricing Supplements and Financial Reports by visiting their respective websites directly:
Government Sponsored Enterprise Debt
www.fhlb-of.com
www.fanniemae.com/mbs/
(mortgage backed)
www.fanniemae.com/markets/debt/
(debt securities)
www.farmcredit-ffcb.com
www.freddiemac.com/debt/
(debt securities)
www.freddiemac.com/mbs/
(mortgage backed)
www.ginniemae.gov
Equity
www.sec.gov/edgar/searchedgar/companysearch.html
Corporate Bond, Preferred Stock, Closed-End Fund and Structured Product Issues
Description
Symbol
Cusip (or first 5 chars)
Available Until
John Deere Capital CoreNote
24424
09/13/2013
Freddie Mac
3134G
12/30/2011
Ginnie Mae
38377
07/29/2011
Barclays Bank PLC Senior Notes
06738J
05/31/2011
Goldman Sachs Group
38141
04/30/2011
Bank of America InterNote
06050
03/31/2011
TVA ElectroNote
88059
01/08/2011
GE Capital InterNote
36966
01/08/2011
Morgan Stanley Step - Up 08/31/2025
61745E5Q0
12/31/2010
Whitestone Reit
WSR
966084204
12/10/2010
BlackRock Build America Bond Fund
BBN
09248X100
12/10/2010
KFW 2.75 09/08/2020
500769DZ4
12/03/2010
Morgan Stanley Step-Up 08/31/2025
61745W5Q0
12/01/2010
Morgan Stanley Step-Up 08/19/2020
61745E4J7
11/30/2010
Morgan Stanley Step Up 08/19/2025
61745E4C2
11/30/2010
Bank Of America Step-Up 08/18/2025
06048WDA5
11/30/2010
Barclays Bank 2.50% 08/12/2015
06738JJV7
11/26/2010
Barclays Bank Step-Up 08/12/2022
06738JJB1
11/25/2010
Barclays Bank Multi-Step 08/12/2024
06738JJH8
11/25/2010
Target 3.875% 07/15/2020
87612EAV8
11/25/2010
Morgan Staney Multi-Step 07/30/30
61745E2C4
11/24/2010
Aflac 3.45% 08/15/2015
001055AE2
11/12/2010
Alcoa 6.15% 08/15/2020
013817AU5
11/06/2010
Morgan Stanley Multi-Step 07/30/2020
61745EZ61
10/30/2010
Morgan Stanley S & P Linked Variable Rate Note 07/30/2025
61745E2Q3
10/30/2010
Morgan Stanley 4.00% 07/24/2015
6174467N3
10/29/2010
Hillenbrand Inc 5.50% 07/15/2020
431571AA6
10/29/2010
Campbell Soup Co 3.05% 07/15/2017
134429AV1
10/29/2010
Barclays Multi - Step 07/28/2025
06738JCH5
10/29/2010
Walmart 3.625% 07/08/20
931142CU5
10/28/2010
Tortoise MPL Fund
NTG
69351T601
10/28/2010
Barclays Bk PLC Step Up 07/23/2025
06740PBP0
10/28/2010
Tortoise MPL FUND
NTG
89148B101
10/28/2010
Barclays Bank 3.50% 08/12/2018
06738JKH6
10/20/2010
LLoyds Banking 7.75% 07/15/2050
LYG . A
539439802
10/20/2010
Lloyds Banking Group 7.75% 07/15/2050
539439802
10/09/2010
Shell International
822582AQ5
09/30/2010
Donnelley & Sons 7.625% 06/15/2020
257867AW1
09/30/2010
Morgan Stanley Multi-Step 07/09/2025
61745EV81
09/30/2010
Genworth FinL 7.70% 06/15/2020
37247DAM8
09/30/2010
Morgan Stanley Step-Up 06/11/2025
61745EP21
09/30/2010
Clearbridge Energy MPL Fund
CEM
184692101
09/30/2010
Toyota 4.50% 06/17/2020
89233P4C7
09/24/2010
HSBC Perpetual 8.00% Preferred
404280802
09/24/2010
Under certain circumstances, Rules 172 and 173 promulgated by the Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended, exempt Hilliard Lyons from the requirement to deliver a hard copy of the final prospectus to purchasers in certain registered public offerings of securities. These SEC rules permit underwriters and dealers such as Hilliard Lyons instead to fulfill their prospectus delivery requirements through an "access equals delivery" framework whereby the customer will be deemed to have received delivery of the final prospectus by virtue of its availability on the SEC's EDGAR website if the transaction confirmation received by the customer contains language notifying the customer that the sale was made pursuant to a registration statement or in a transaction where a final prospectus would normally be required to be delivered.
Notwithstanding the availability of this "access equals delivery" exemption, Hilliard Lyons has posted electronic copies of select final prospectuses for certain registered public offerings on this Web page solely as a convenience to its clients. These prospectuses were prepared and filed with the SEC by the issuer and Hilliard Lyons makes no representation or warranty that the information contained therein is accurate or complete. Please note that these prospectuses are valid only during the applicable required prospectus delivery period and may not reflect current information regarding the issuer or the securities offered. Hilliard Lyons has no duty or obligation to update these prospectuses or any of the information contained therein.